RSE Package

Objectives

With the content of this package, you will be able to:

• Apply KYC, suitability, and client-relationship standards in retail environments
• Understand equity characteristics, risks, valuation basics, and corporate actions
• Price and evaluate fixed-income securities using yield and time value of money concepts
• Compare managed products and assess their features, risks, and suitability
• Interpret financial information to support investment recommendations
• Apply portfolio concepts including asset allocation, diversification, and risk
• Navigate order types, trade execution rules, and market integrity requirements
• Understand account documentation, regulatory obligations, and investor protections

Key competencies

By taking all the courses in this package, you will develop essential expertise in these 2 areas of financial planning:

1. Investment
2. Finance

Additionally, these courses support the development of the transversal competency Diligence, by enabling participants to manage orders, accounts, and trades accurately, follow procedures and regulatory requirements, and verify the correctness and compliance of operations to ensure reliable, high-quality work.

They also contribute to the development of the transversal competency Ethics, as they teach how to apply conduct rules and regulatory obligations to act with integrity, protect clients, and prevent situations involving conflicts of interest or manipulative practices.

Finally, they contribute to the development of the transversal competency Investigation, by enabling participants to define, gather, and analyze the information required to understand trading activities. The courses equip them to identify red flags, ask the right questions, properly document situations, and apply escalation mechanisms to ensure regulatory compliance and client protection.